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RE5 Regulatory Examination for Representatives
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RE5 Regulatory Examination for Representatives
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0:00 / 6:58
Chapters
Summary
Transcript
What is the RE5?
0:00 - 0:49
The FAIS Act: Purpose & Scope
0:49 - 1:46
FAIS Role Players & Authorization
1:46 - 2:34
Fit & Proper Requirements
2:34 - 3:20
The FAIS Ombud
3:20 - 4:10
FSCA Regulatory Tools
4:10 - 4:48
Supervision & Debarment
4:48 - 5:55
General Code of Conduct
5:55 - 6:58