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RE5 Regulatory Examination for Representatives
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RE5 Regulatory Examination for Representatives
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Chapters
Summary
Transcript
Chapters
1
What is the RE5?
0:00
2
The FAIS Act: Purpose & Scope
0:49
3
FAIS Role Players & Authorization
1:46
4
Fit & Proper Requirements
2:34
5
The FAIS Ombud
3:20
6
FSCA Regulatory Tools
4:10
7
Supervision & Debarment
4:48
8
General Code of Conduct
5:55
