Regulations of Investment Adviser Representatives (IAR)
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Introduction
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Defining the IAR
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Regulated Activities & Supervision
0:59 - 1:48
Registration Jurisdiction
1:48 - 2:56
State vs. Federal Rules
2:56 - 3:23
The Registration Process
3:23 - 4:28
Updates & Termination
4:28 - 5:32
Recap & Summary
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